Regulatory Intelligence Compliance Solutions Inc. (RICS) Granted U.S. Patent for AI-Powered Compliance Audit Technology
Regulatory Intelligence Compliance Solutions Inc. has been granted a utility patent by the USPTO for its SEC/FINRA compliance software platforms. This recognition highlights RICS as a leader in providing SaaS solutions for regulatory compliance. The patent underscores the innovative approach taken by RICS in developing its software platforms. This achievement reinforces RICS's commitment to delivering cutting-edge solutions for its clients. The utility patent signifies a significant milestone for RICS in the compliance software industry.
New York, June 18, 2025 - Regulatory Intelligence Compliance Solutions Inc. ("RICS"), a leading SaaS provider of SEC/FINRA compliance software platforms, announced that the United States Patent and Trademark Office ("USPTO") has granted a utility patent for its proprietary Artificial Intelligence-powered compliance audit technology, Global Artificial Intelligence AuditorTM ("GAIA").
Groundbreaking Compliance Auditing Technology
GAIATM represents a groundbreaking advancement in compliance auditing, enabling companies across all industries to leverage technology to meet regulatory requirements with greater efficiency and lower costs. The patent covers any AI managed review, exam, assessment, or audit that can be based on external legal or regulatory requirements, internal rules or policies, and/or industry-specific standards and frameworks.
Key Capabilities of GAIATM
Unlike traditional audit methods, which are time-consuming and resource-intensive, GAIATM autonomously schedules and executes compliance audits, tracks and resolves compliance issues, allowing businesses to complete audits faster and with significantly reduced financial and operational burdens. Key capabilities include:
- Fully Automated AI Auditing
- Advanced AI Decision-Making
- Proactive Compliance Monitoring
- Cost and Time Savings
- Cross-Industry Applications
Industry-Leading Solutions
RICS is committed to leveraging cutting-edge technology to redefine compliance auditing by making it faster, more cost-effective, and less resource-intensive. Donna Sardanopoli, President and CEO of RICS, stated: "Our patent grant for this revolutionary technology solidifies our leadership in AI-driven compliance solutions, offering businesses a scalable, efficient, and intelligent approach to regulatory adherence."
Paula Bosco, COO, Senior Advisor, and Board Director at RICS, emphasized the company's vision for broad multi-industry adoption of GAIATM: "RICS is the first and only organization to develop and license technology in which AI itself performs a comprehensive audit, setting the industry benchmark as the original and exclusive provider of AI-driven audit execution solutions."
Transformative Audit Technology
The introduction of RICS' patented AI solutions and GAIATM marks a significant step forward in the automation of compliance audits in various industries by reducing operational burdens and enhancing overall risk management. By uniting RegTech innovation, AI and automation, GRC expertise, and enterprise SaaS, RICS delivers AI-driven audit and risk management technologies that drive digital transformation and operational efficiency across all industries at scale.
About RICS
Regulatory Intelligence Compliance Solutions Inc. ("RICS") has been at the forefront of compliance technology since 2008, helping banks and broker-dealer firms navigate the complex regulatory landscape with innovative SaaS compliance platforms. RICS proudly stands as the first and only provider of end-to-end AI audit and risk management technologies, aiming to empower organizations to revolutionize compliance and supercharge operational performance.
For more information about GAIATM, please visit RegulatoryIntelligence.com or contact Paula Bosco at [email protected]
SOURCE: Regulatory Intelligence Compliance Solutions Inc.